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Terraform Labs’ near $4.5 billion settlement with the SEC has contributed to a record year for the agency’s financial penalties.Source:...
penalties
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The U.S. Securities and Exchange Commission (SEC) has charged Cumberland DRW LLC, a Chicago-based firm, for operating as an unregistered...
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Senator Elizabeth Warren has called for bold action from regulators, urging the acting head of the Office of the Comptroller...
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Gurbir S. Grewal, Director of the U.S. Securities and Exchange Commission (SEC)’s Division of Enforcement, will leave the agency next...
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The U.S. Commodity Futures Trading Commission (CFTC) has initiated legal action against a fake trading platform and its associates for...
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The U.S. Securities and Exchange Commission (SEC) has cracked down on two crypto investment scams, targeting platforms Nanobit and Coinw6....
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The U.S. Securities and Exchange Commission (SEC) has reached a $1.95 million settlement with Prager Metis CPAs LLC and its...
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The U.S. Federal Reserve has imposed a $60.6 million fine on Citigroup for continued failures in its risk management and...
